Be Bold Be Brilliant
Would you like to be a part of one of America's leading financial services firms? Great-West Financial is the nation’s second largest insurer in sales of individual life insurance through banks. We also offer annuity and executive benefits products. Under Empower Retirement, we provide employer sponsored retirement plans as the nation’s second largest retirement plan provider.
Our over 5,000 associates across 40 locations across the country provide world class service to:
30,000+ employer sponsored retirement plans
8 million+ employees participating in their employer-sponsored retirement plan
467,700+ individual life insurance and annuity accounts
$460 billion+ total assets under administration
Investment Compliance provides compliance services to Investment Management. This is a highly challenging and dynamic role in support of investment management mandates across fixed income security types. The position will work directly with the investment and trading team and with the regulatory compliance team. This position is located in Denver, CO and will oversee the compliance activities for funds managed by the Great-West Financial Investments team.
The Senior Analyst Investment Compliance actively monitors all funds, trades and accounts to ensure compliance with their respective investment guidelines, regulatory requirements and internal controls. The Senior Analyst Investment Compliance will complete and validate compliance for the firm’s board of directors and client certifications. This position will also assist in the design, day-to-day implementation, testing, and execution of a compliance system.
Working Conditions/Physical Requirements: Normal Office Working Conditions
Disclaimer: The above statements are intended to describe the general nature and level of work being performed by individuals assigned to this job. They are not intended to be an exhaustive list of responsibilities, duties and skills.
At Great-West Financial® and Empower Retirement, our more than 5,700 global associates are dedicated to helping customers secure their financial futures. We offer a range of retirement savings products, life insurance, annuities and investment services from offices across the country. If you’re interested in joining a company that enjoys a record of strong performance and is rich in history yet innovative, bold and transformative, then our organization is an outstanding place for you to grow and succeed. We’re an equal opportunity employer dedicated to workforce diversity. We’re also committed to providing a drug-free workplace.
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