Great-West’s Legal and Compliance department is seeking a dynamic, energetic, and highly motivated individual who has experience working in a regulated and process driven environment. The right candidate will provide support to the Compliance department, which is responsible for the oversight of compliance with SEC/FINRA requirements applicable to affiliate broker dealer and investment advisory firms. This position is also part of the Compliance Support team which is responsible for facilitating, obtaining and maintaining the securities, investment advisory and other licenses and registrations for the Firm, its employees and branch offices. The candidate must be able to work on a variety of assignments and have the flexibility to switch gears based on changing priorities and deadlines and is adept at working with multiple systems.
Working Conditions / Physical Requirements:
Normal Office Working Conditions
Disclaimer: The above statements are intended to describe the general nature and level of work being performed by individuals assigned to this job. They are not intended to be an exhaustive list of responsibilities, duties and skills.
At Great-West Financial® and Empower Retirement, our more than 5,700 global associates are dedicated to helping customers secure their financial futures. We offer a range of retirement savings products, life insurance, annuities and investment services from offices across the country. If you’re interested in joining a company that enjoys a record of strong performance and is rich in history yet innovative, bold and transformative, then our organization is an outstanding place for you to grow and succeed. We’re an equal opportunity employer dedicated to workforce diversity. We’re also committed to providing a drug-free workplace.
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