Great-West Financial Empower Retirement

  • Retirement Plan Compliance Analyst

    Location US-WI-Milwaukee
    Posted Date 1 week ago(4/11/2018 9:18 AM)
    Job ID
    # Positions
  • Position Highlights

    The Compliance Analyst is, under general supervision, responsible for the successful compliance management and delivery of compliance services for block of business.  Understands regulation requirements for compliance services, participates training, communication of compliance administration topics to clients.


    Primary Responsibilities

    • Responsible for the successful compliance management and delivery of compliance services for a block of business, participates in training, communication of compliance administration topics to clients, and may include institutional business partners.
    • Maintains all necessary systems related to assigned block of business, including Compliance Access Database, excel tracking spreadsheets, testing and government forms preparation software and other systems as deemed necessary.
    • May assist with the development and maintenance of the specific compliance systems and tools for compliance department.
    • Other duties as assigned but not limited to the following: serving as committee leader for the purpose of establishing department level procedures; overseeing compliance and consulting service model to a block of business; and department lead for any ongoing and/or specific company initiatives or system enhancements.


    • Bachelor’s Degree in Business, Finance or related field or equivalent work experience
    • Minimum two (2) years of compliance experience or equivalent work experience in related field
    • Minimum two (2) years experience working with retirement plans
    • Requires full knowledge of own area of functional responsibility related to compliance services
    • Exercises judgment within defined procedures and ability to determine appropriate action
    • Excellent customer service skills
    • Advanced excel and working knowledge of access preferred
    • Knows when escalation is required

    This job description is not intended to be an exhaustive list of all duties, responsibilities and qualifications of the job.  The employer has the right to revise this job description at any time.   You will be evaluated in part based on your performance of the responsibilities and/or tasks listed in this job description.   You may be required perform other duties that are not included on this job description.  The job description is not a contract for employment, and either you or the employer may terminate employment at any time, for any reason.

    About Great-West Financial

    At Great-West Financial® and Empower Retirement, our more than 5,700 global associates are dedicated to helping customers secure their financial futures. We offer a range of retirement savings products, life insurance, annuities and investment services from offices across the country. If you’re interested in joining a company that enjoys a record of strong performance and is rich in history yet innovative, bold and transformative, then our organization is an outstanding place for you to grow and succeed. We’re an equal opportunity employer dedicated to workforce diversity. We’re also committed to providing a drug-free workplace.


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