This position supports the successful back-office operations of the Empower
brokerage and SDB services. The individual will ensure the timely and
accurate handling of a variety of requests for brokerage transactions
related to IRA and plan Self-Direct Brokerage accounts. In addition,
this role acts as the liaison for plan Self-Direct Brokerage relationships. This
position will also occasionally support other lines of business.
College degree or equivalent experience
Registrations / Certifications / Licensing Required:
FINRA 7 registrations required within corporate-established timelines.
FINRA fingerprinting required.
Other Preferred Qualifications:
-1+ years of experience in brokerage services/operations
-NetX 360 / Pershing experience a plus
- Basic Microsoft Office knowledge
-Proven brokerage operations and industry knowledge
-Excellent communication and organizational skills with strong
attention to detail
-Ability to multi-task and prioritize workload in high paced
environment to complete tasks within established timelines.
-Strong communications, analytical and project management skills
-Must be able to work independently on operational tasks.
-Works with Service, Sales, and internal business partners, as well as
At Great-West Financial® and Empower Retirement, our more than 5,700 global associates are dedicated to helping customers secure their financial futures. We offer a range of retirement savings products, life insurance, annuities and investment services from offices across the country. If you’re interested in joining a company that enjoys a record of strong performance and is rich in history yet innovative, bold and transformative, then our organization is an outstanding place for you to grow and succeed. We’re an equal opportunity employer dedicated to workforce diversity. We’re also committed to providing a drug-free workplace.
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