Great-West Financial Empower Retirement

  • Brokerage Representative

    Location US-MA-Andover
    Posted Date 2 weeks ago(2 weeks ago)
    Job ID
    16040
    # Positions
    1
    Category
    Administrative
  • Position Highlights

    This position supports the successful back-office operations of the Empower

    brokerage and SDB services.  The individual will ensure the timely and

    accurate handling of a variety of requests for brokerage transactions

    related to IRA and plan Self-Direct Brokerage accounts.  In addition,

    this role acts as the liaison for plan Self-Direct Brokerage relationships. This

    position will also occasionally support other lines of business.

     

     

    Primary Responsibilities

    1. Reviews and processes client requests. This includes, but is not limited to,  account enrollments, distributions, transfers, generalaccount maintenance, and complex processing such as estate settlements.
    1. Subject Matter Expert for Self-Directed Brokerage plan conversionsand maintenance and handles most setup, transactions, and research.
    1. Updates client accounts located across multiple platforms.
    2. Reviews required legal documentation for completeness before processing.
    1. Communicates clearly and effectively with clearing firmrepresentatives,  brokers/traders, colleagues, and others in order to clarify information.
    1. May assist in the training and development of new staff.

    Qualifications

     

     

      College degree or equivalent experience

     

    Registrations / Certifications / Licensing Required:

    FINRA 7 registrations required within corporate-established timelines.

    FINRA fingerprinting required.

     

    Other Preferred Qualifications:

      -1+ years of experience in brokerage services/operations

      -NetX 360 / Pershing experience a plus

     - Basic Microsoft Office knowledge

      -Proven brokerage operations and industry knowledge

      -Excellent communication and organizational skills with strong

       attention to detail

      -Ability to multi-task and prioritize workload in high paced

       environment to complete tasks within established timelines.

      -Strong communications, analytical and project management skills

      -Must be able to work independently on operational tasks.

      -Works with Service, Sales, and internal business partners, as well as

      External Vendors.

     

    About Great-West Financial

    At Great-West Financial® and Empower Retirement, our more than 5,700 global associates are dedicated to helping customers secure their financial futures. We offer a range of retirement savings products, life insurance, annuities and investment services from offices across the country. If you’re interested in joining a company that enjoys a record of strong performance and is rich in history yet innovative, bold and transformative, then our organization is an outstanding place for you to grow and succeed. We’re an equal opportunity employer dedicated to workforce diversity. We’re also committed to providing a drug-free workplace.

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