The Senior Specialist - Regulatory Compliance helps the organization fulfill various regulatory requirements, develop and implement effective compliance policies/procedures, and implement oversight programs intended to reasonably ensure compliance with federal and state securities and insurance regulations that govern the organization's business activities and associated persons. Supports the organization and its customers by working collaboratively with business partners to establish a compliance framework in line with external regulations and internal policies
The Senior Specialist - Regulatory Compliance will perform duties that involve any combination of the following as assigned, escalating to management where more complex or higher risk situations are involved.
What You Bring to the Role
What We Hope You Have in Addition
At Great-West Financial® and Empower Retirement, our more than 5,700 global associates are dedicated to helping customers secure their financial futures. We offer a range of retirement savings products, life insurance, annuities and investment services from offices across the country. If you’re interested in joining a company that enjoys a record of strong performance and is rich in history yet innovative, bold and transformative, then our organization is an outstanding place for you to grow and succeed. We’re an equal opportunity employer dedicated to workforce diversity. We’re also committed to providing a drug-free workplace.
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